Charles LaRocca

Chief Investment Officer

Charles is the Chief Investment Officer with LCJ Associates, with over thirty years of experience in the financial  services industry. Born in Italy, he moved to New York with his family as a child. He attended Brooklyn Technical High School, and later Columbia University, where he earned a Bachelor’s degree in economics, and lettered in Football. He earned his MBA from top rated and nationally recognized Stern School of Business at New York University. Charles joined LPL Financial in 2004, and is a member of LPL Financial’s Chairman Club, which is based on annual gross production. Charles believes that listening, trust, and service are the foundation of a lasting relationship. Charles his wife Theresa and their children, Andrew and Catherine, live in Dyker Heights, Brooklyn, where they are involved with their church and community. Charles enjoys playing golf and is Chairman of the Finance Committee at the Richmond County Country Club. Charles and Theresa are active supporters of the New York Chapter of the Multiple Sclerosis Society and the Adam J. Cirillo Foundation. Charles’s licensures, designations, and areas of expertise include:

  • Security and investment manager analysis
  • Portfolio and asset allocation design
  • FINRA Series 7, 24, and 65 Securities registrations held with LPL Financial.
  • New York Life and Health Licenses
  • Chartered Financial Consultant® (ChFC®)
Phone 718-238-3197 x201